We interpreted Canada to be all of Canada.
- CIBC (Toronto, ON)
- …creating comprehensive financial plans and providing exceptional client service. As a Senior Financial Advisor in the Imperial Service Team, you'll ... and existing clients to make lasting connections and understand their goals, build their financial plan using advanced CIBC tools, and give them the right advice to… more
- CIBC (Bracebridge, ON)
- …creating comprehensive financial plans and providing exceptional client service. As a Senior Financial Advisor in the Imperial Service Team, you'll ... Funds in Canada Course (IFC), and must meet eligibility requirements for CIRO -MFD licensing upon hire. Personal Financial Planner (PFP) within 24… more
- CIBC (Yorkton, SK)
- …management, financial services support, and exceptional client service. As a Financial Advisor , you'll deliver on CIBC's Imperial Service approach, acting as ... needs and tomorrow's goals. You'll make lasting connections and provide the right financial advice, helping clients secure their futures, own homes, and set up… more
- CIBC (Richmond, BC)
- …management, financial services support, and exceptional client service. As a Financial Advisor , you'll deliver on CIBC's Imperial Service approach, acting as ... needs and tomorrow's goals. You'll make lasting connections and provide the right financial advice, helping them secure their futures, own homes, and set up… more
- Manulife (Edmonton, AB)
- **Job Description** Manulife Investment Management (MIM) Advisor Group delivers financial and investment solutions and advice, including financial planning ... clients across the wealth spectrum. The Wealth and Retirement Advisor is senior member of a team...Management and Advice: + Identify your client's life and financial goals and build long-term relationships + Provide … more
- TD Bank (Calgary, AB)
- …and PMs within the market. The role requires supervisory licensing under CIRO and demonstrated experience in a securities regulated business. This mandate is ... and regulatory policies, processes, and controls. + Support new Advisor / PM / CSAonboarding and training. + Support...be registered within 6months of hire) + Registered with CIRO as a Registered Representative is an asset. +… more
- Scotiabank (Toronto, ON)
- …are executed / delivered in compliance with governing regulations (OSC and CIRO /IDPC), internal policies and procedures, with a focus on providing proactive ... control frameworks. Supported by a team of product focused Senior Managers and working closely with the other Directors...Global Capital Markets. + Serve as the primary compliance advisor to fixed income sales and trading desks, including… more
- Scotiabank (Toronto, ON)
- …Monitoring trends to proactively address potential risks and submit recommendations to senior management + Challenging the status quo by identifying improvements in ... regulator + Perform a detailed analysis including a review of advisor 's submissions, account documentation, file notes and communicate with clients, advisors… more
- Edward Jones (Mississauga, ON)
- …activities including delivery of registration presentations and training to the financial advisor and registered branch associate trainees during onboarding. ... Key Responsibilities: + Reporting and/or submission to CIRO , other self-regulatory organizations or Insurance Councils in advance of regulatory due dates. +… more