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- Scotiabank (Toronto, ON)
- Senior Compliance Officer , Wealth Distribution Complaints & Investigations Requisition ID: 219039 Join a purpose driven winning team, committed to ... clients based on the analysis and merits of the complaint for the Senior Manager, Compliance , Complaints & Investigations to review. + Handle… more
- Citigroup (Mississauga, ON)
- …Committees, the Citigroup Chief Risk Officer , the Citigroup Chief Credit Officer , senior management and regulators over the effectiveness of credit, capital ... clearly and concisely to audiences of varying levels of seniority + Senior Credit Officer qualification preferred. Regulatory experience or relevant experience… more
- Scotiabank (Vancouver, BC)
- …own designated account load and in respect of the account load assigned to the Senior Trust Officer . This dual role requires that you possess sound basic ... accounts in the role of back up to the Senior Trust Officer . **Is this role right...by ensuring that account administration is carried out in compliance with defined policies and procedures and audit standards,… more
- Scotiabank (Toronto, ON)
- Chief Financial Officer , Cedar Leaf Capital Requisition ID: 223624 Join a purpose driven winning team, committed to results, in an inclusive and high-performing ... and operated Investment Dealer is hiring a Chief Financial Officer . If you have an interest in accelerating your...CEO and Board of Directors for the Firm's financial compliance program, working in partnership with other key stakeholders… more
- Scotiabank (Toronto, ON)
- Senior Audit Manager, GBM&T Compliance Audit Requisition ID: 221809 Join a purpose driven winning team, committed to results, in an inclusive and high-performing ... testing, preparation of thematic wrapper reports, and executing the strategy for the Compliance Centre of Excellence (CoE). As Officer -in-Charge (OIC) on audit… more
- Scotiabank (Toronto, ON)
- …in compliance with governing regulations, internal policies, andprocedures. The Senior Audit Manager is a dynamic, innovative, and trusted advisor who uses ... Senior Audit Manager, Enterprise Functions Audit Requisition ID:...Secretary and Corporate Security. **Accountabilities** + Acts primarily as Officer in Charge (OIC) as a team member for… more
- Scotiabank (Toronto, ON)
- …client facing team members have skills necessary to promote the full suite of Wealth products and services **Oversee compliance management for the Branch:** + ... - Rosedale Requisition ID: 224304 As a cornerstone business within Scotia Wealth Management(R), ScotiaMcLeod has earned a reputation for integrity based on service… more
- Scotiabank (Vancouver, BC)
- …in a timely manner and trending defects are addressed. + Executing duties as Branch Compliance Officer (BCO) for the sale of Mutual funds, ensuring branch ... the incumbent is accountable for coaching and employee development, overseeing compliance standards and resource management within the assigned team and liaising… more
- Scotiabank (Toronto, ON)
- …risks, regulatory changes, and industry trends. Conveys risk-related information to Officer -in-Charge or Audit Principal and senior management. + Maintains ... strategies and objectives. Ensures all activities conducted are in compliance with governing regulations, internal policies, and procedures. **Accountabilities** +… more
- Scotiabank (Toronto, ON)
- …Office. This role supports and executes the Bank's Chief Corporate Governance Officer duties which include: ensuring compliance with regulatory requirements, ... the Corporate Secretary's and Corporate Governance Office to ensure appropriate compliance with the relevant acts, governance policies, corporate policies and… more
- TD Bank (Ottawa, ON)
- …* Undergraduate degree and/or over 5 years of relevant experience * Completion of Branch Compliance Officer (BCO) and IFIC or CSC Course * A strategic thinker ... administrative duties for mutual funds, real estate secured credit, and other compliance -related issues * Ensure overall employee scheduling is optimal * Develop and… more